Exhibit 10.6 SCHEDULE TO EXHIBIT 10.6 UNIT SUBSCRIPTION AGREEMENT SERIES B PREFERRED STOCK AND WARRANTS
Number of Series B Shares and Warrants Underlying Units Subscribed For ---------------------------------------------- Name of Subscriber Series B Shares Series B Warrants - ------------------ --------------- ----------------- Abatangelo, William P. & Angela K. JTROS 2,500 3,022 Abraham, Dean 1,250 1,511 Abrahamson, Melissa R. & Paul JTROS 500 604 Abrams, Beverly 1,000 1,210 Abrams, Burton R. 1,000 1,210 Abrams, Richard 5,500 6,650 Abrams, Rodney A. 7,750 9,371 Acks, Shannon P. 2,500 3,022 Adametz, James R. 3,700 4,474 A'Hearn, Michael F. & Maxine C. JTROS 2,500 3,022 Alya, Al-Bahar & Lulwa Al-Khaled, JTROS 5,000 6,046 Alliance Equities, Inc. 5,000 6,046 Alliance Equities, Inc. 7,500 9,068 Anders Carlgren SEP-IRA 1,000 1,210 Anderson, Jack L. 2,500 3,022 Anderson, Jr., Ferdinand F. 2,500 3,022 Apodaca Investment Offshore, Ltd. 40,000 48,364 Apodaca Investment Partners, LP 40,000 48,364 Appelbaum, Michael L. 1,300 1,572 Asciutto, Basil 900 1,088 Ashok, Shanthamallappa A. 2,500 3,022 Astor, Michael 2,500 3,022 Aubrey J. Ferrao TTEEAubrey J. Ferrao Living Trust U/A/D 6/26/98 5,000 6,046 Auerbach, A. Phillip 2,500 3,022 Aukstuolis, Jim G. 5,000 6,046 Bachner Tally Polevoy 401K Profit Sharing Plan DTD 01/01/84 FBO Fran Stoller 1,000 1,210 Baily, Gary R. 2,500 3,022 Ballin, Scott 2,500 3,022 Ballyhoo Partners 12,500 15,114 Barnes, Jr., Charles A. 2,500 3,022 Barrington Capital Corp. 2,000 2,418 Basil J. Ascuitto IRA 1,000 1,210 Bauer, Thomas W. & Paula S. JTROS 4,000 4,836 Beattie, Edwin J. 2,500 3,022 Beiser, John W. & Maureen W. JTROS 10,000 12,092 Bentley, Hugh P. & Jean J. 2,500 3,022 Bentley, Italo 5,000 6,046 Bentley, Mark 2,500 3,022 Bentley, Richard 20,000 24,182 Berger, Toby 1,000 1,210 Berglund, Donald 2,000 2,418 Berman, Marc G. 1,250 1,511 Bernard Kirsner Trust 2,500 3,022 Berney, L. Neal 2,500 3,022
Number of Series B Shares and Warrants Underlying Units Subscribed For ---------------------------------------------- Name of Subscriber Series B Shares Series B Warrants - ------------------ --------------- ----------------- Bernstein, Howard & Sandra JTROS 2,500 3,022 Bertoni, Christopher W. 5,000 6,046 Bettinger, Robert 5,000 6,046 Black, Lincoln Edward 1,250 1,511 Blank, Gerald 1,000 1,210 Blitz, Craig & Annette JTROS 500 605 Blitz, Craig & Annette JTROS 500 604 Blomstedt, Jeffrey & Susan LaScala JTROS 5,000 6,046 Bloom, Jack 10,000 12,092 Bloom, Jack 5,000 6,046 Bloom, Ron 1,500 1,814 Blue, Harold 5,000 6,046 Blue, Robert & Ruth JTROS 2,000 2,418 Blum, Gary 2,500 3,022 BNB Investment Associates L.P. 15,000 18,136 BNB Investment Associates L.P. 2,500 3,023 Bob K. Pryt -- TTEE BKP Capital Management LLC 401(k) PSP & MPP, DTD. 1/1/92 FBO Bob K. Pryt 12,500 15,114 Bodmer, Hans C. 20,000 24,182 Bolding, Jeffrey O. & Deborah R JTROS. 2,500 3,022 Bollag, Michael 2,500 3,023 Bolognue, Joseph T. 2,500 3,022 Boyd, John W. & Sandra L. JTROS 2,000 2,418 Briggs, Tom P. 2,000 2,418 Brigl, Thomas J. & Brenda J. JTROS 1,000 1,210 Brogan, Thomas R. 1,000 1,210 Brown, Raymond 7,500 9,068 Brummer, Michael & Mary Jo JTROS 5,000 6,046 Burgess, Paul 2,500 3,022 Burr Family Trust 1,250 1,511 Burtt R. Ehrlich, IRA 5,000 6,046 C.E. Unterberg Towbin Capital Partners I, L.P. 20,000 24,182 Callahan, Daniel J. 5,000 6,046 Cameron, Jeffrey S. 2,500 3,022 Campanella, Richard 500 605 Campos, Felix & Joyce JTROS 15,000 18,136 Cardoso, Manuel 2,000 2,418 Cardwell, J.A. 5,000 6,046 Cardwell, Jr., James A. 2,500 3,022 Cass, C. Wyllys & Ellen M. JTROS 2,000 2,418 Cavanna, Kieran 500 604 Chance, Albert & Doris JTROS 2,500 3,022 Chandra-Sekar, Balasundaram 1,000 1,210 Chase, Arthur M. 2,000 2,418 Chimbel, Marvin & Arlene JTROS 1,000 1,210 Circle F. Ventures, LLC 3,750 4,535 Clark, Martin E. & Glenda F. JTROS 1,500 1,814 Cohen, Jonathan R. & Shapiro, Nancy D. JTWROS 2,500 3,022 Cohen, Alan N. 2,500 3,022 Cohen, Dr. David 7,000 8,464 Collier,Timmy M. & Connie A. JTROS 1,000 1,210 Collins, James C. 2,500 3,022 Commonwealth Associates L.P. 4,950 5,985 ComVest Capital Management, LLC 30,000 36,273 Conzett Europa Invest Ltd. 10,000 12,092
Number of Series B Shares and Warrants Underlying Units Subscribed For ---------------------------------------------- Name of Subscriber Series B Shares Series B Warrants - ------------------ --------------- ----------------- Cooper, Stephen 2,500 3,022 Corbin, Bruce 2,500 3,022 Corbin, Bruce 1,000 1,210 Corbin, Jeff 500 604 Corbin, Richard 3,500 4,232 Coventry, Brian 1,400 1,693 Cramer Taos Partners 10,000 12,092 Cranshire Capital, L.P. 50,000 60,456 Crown, Robert & Barbara JTROS 7,500 9,068 Cunningham, Stephen & Fleming, Wendell JTROS 2,500 3,022 Danieli, Mark 2,500 3,022 Daphne Astor Grandchildren's Trust 2,500 3,022 d'Autremont, Hugh 1,000 1,210 d'Autremont, Sloan 2,500 3,022 Davenport, James A. & Rebecca C. JTROS 2,000 2,418 Davenport, James A. & Rebecca C. JTROS 5,000 6,046 David Thalheim c/f Lindsay Thalheim 1,000 1,210 David Thalheim c/f Marc Thalheim 1,000 1,210 David Thalheim Revocable Living Trust 2,500 3,022 DeAtkine, Jr., David 5,000 6,046 DellaValle, Anthony 1,500 1,814 Dercher, David J. & Su Ellen JTROS 4,000 4,836 Deshmukh, Sunil M. 10,000 12,092 DiCesare, Dominick 2,500 3,022 DiCesare, Louis A. 1,100 1,330 DiCesare, Paul 1,100 1,330 Dickey, David L. & Susan M. JTROS 1,000 1,210 DiFatta, Tony 1,250 1,511 DiLeonardo, Frank L. 2,500 3,022 Dozier, Robert and Deborah G. JTROS 1,000 1,210 Dozier, Robert and Deborah G. JTROS 1,500 1,814 Drapkin, Donald 25,000 30,228 Dreyfuss, Jerome 4,000 4,836 Duncan, John 2,500 3,022 DW Trustees (BVI) Ltd. Children's Fund 2,500 3,022 DW Trustees (BVI) Ltd. ? Main Fund 5,000 6,046 Echo Capital Growth Corp. 7,500 9,068 Edgewater Ventures LLC 5,000 6,046 EDJ Limited 20,000 24,182 EFG Reads Trustees Ltd. 1,500 1,814 Elder, James 1,000 1,210 Engfer, Jodi Abrams 1,000 1,210 Epstein, Frederick B. 10,000 12,092 Erinch R. Ozada, IRA Rollover 7,500 9,068 Ernest J. Genco IRA DTD 3/11/92 1,000 1,210 Esformes, Joseph 5,000 6,046 Falk, Michael & Annie JTROS 1,250 1,511 Falk, Michael S. 15,000 18,136 Falk, Michael S. 5,000 6,046 Farzaneh, Hamid & Nildufar 4,000 4,836 Faxon, David P. Jr. 1,250 1,511 Finkle, S. Marcus 5,000 6,046 Flavin, Blake Investors, L.P. 5,000 6,046 Flavin, Blake Investors, L.P. 10,000 12,092 Flavin, John P. 2,500 3,022
Number of Series B Shares and Warrants Underlying Units Subscribed For ---------------------------------------------- Name of Subscriber Series B Shares Series B Warrants - ------------------ --------------- ----------------- Flom, Joseph H. 12,500 15,114 Flynn Corporation 100,000 120,913 Flynn Corporation 3,750 4,534 FM Grandchildren's Trust 7,500 9,068 FM Grandchildren's Trust 2,500 3,023 Fox, Karen A. 1,500 1,814 Frank B. Palazzolo, Jr. - Profit Sharing Plan 1,000 1,210 French, Robert A. 1,500 1,814 Friedlander, Charles L. 2,500 3,022 Friedman, Philip & Rose JTROS 10,000 12,092 Friedman, Ronald 1,000 1,210 Friedman, Victor 10,000 12,092 Funeral Financial Systems, Ltd. 8,750 10,579 Gaba, Ilya & Alice JTROS 1,000 1,210 Gaffney, Michael F. 2,500 3,022 Gajeski, Donald K. & Phyllis M. 1,000 1,210 Gallagher Investment Corporation 100,000 120,913 Gallagher Investment Corporation 3,750 4,534 Gaylord, Gregg M. 2,500 3,022 Geller, Marshall 25,000 30,228 Generation Capital Associates 6,000 7,254 George Fox University 2,500 3,022 Gerald I. Falke, IRA 1,000 1,210 Gerlach and Company, c/f Fleming (Jersey) Ltd. 5,000 6,046 Gianna Falk Trust 1,250 1,511 Giardina, Anthony J. 1,000 1,210 Giardina, Anthony J. 500 605 Gilfand, David S. 1,000 1,210 Gittis, Howard 25,000 30,228 Glaser, Bruce 500 604 Glaser, Bruce 900 1,088 Glashow, Jonathan 7,500 9,068 Glasscock, Gary M. 2,500 3,022 Goddu, Roger V. 20,000 24,182 Goebel, Gregg R. & Marilyn 2,000 2,418 Goldberg, Ira 5,000 6,046 Goldberg, Mark & Joanna JTROS 2,500 3,022 Goldenheim, Paul D. 5,000 6,046 Gonchar, Andrew 2,500 3,022 Gould, William S. 3,000 3,628 Grace, Roger 1,200 1,450 Graves, Richard W. & Mary J. JTROS 1,500 1,814 Greenspan, Burton E. 1,250 1,511 Greiper, Scott L. 2,000 2,418 Gruber & McBaine Capital Management Fiduciary Trust 10,000 12,092 Grunwald, J. Thomas 5,000 6,046 Gubitosa, Paul & Linda JTROS 2,000 2,418 Hammerman, Alan H. 2,500 3,022 Harrison, Judith P. 5,000 6,046 Hart, Andrew C. 2,500 3,022 Hart, Steven Hartman, Roland F. 2,500 3,022 Hartman, Timothy 1,500 1,814 Hayden R. & LaDonna M. Fleming Revocable Trust 3,750 4,535 Hayden, Michael D. & Velma J. TIC 1,000 1,210
Number of Series B Shares and Warrants Underlying Units Subscribed For ---------------------------------------------- Name of Subscriber Series B Shares Series B Warrants - ------------------ --------------- ----------------- Heine, Spencer H. & Margaret JTWROS 10,000 12,092 Henry, William O. E. 5,000 6,046 Herrmann, Frederick J. & Marilyn C. JTROS 750 907 Herscu, Robert 5,000 6,046 HFR - 07 Partners 6,250 7,557 Hirsch, Allen 500 604 Hirsch, Marcia 1,000 1,210 Hoagland, Gina & Lee JTROS 2,500 3,022 Hodge, David 2,500 3,022 Holtvogt, Annette 2,500 3,022 Hornady, James Brooks 1,500 1,814 Hulas & Savita Kanodia Revocable Living Trust 12,500 15,114 Insalaco, Paul 1,000 1,210 Intercontinental Investment Services, Inc. 2,500 3,022 Isbell, Charles E. 1,000 1,210 Iseli, Andre 5,000 6,046 Jaber, Jim & Aileen JTROS 4,000 4,836 Jacobs, Paul M. 2,500 3,022 Jahdi, Nasrollah & Farahnaz JTROS 2,000 2,418 Jahn, Rosalie J. 3,000 3,628 Jajoor, Nagaraj O. & Sudha N. 2,500 3,022 Jeffers Family Ltd. Partnership 1,000 1,210 Jensen, Eric & Julie Patricia JTROS 500 604 JF Shea & Co., Inc. 20,000 24,182 JF Shea & Co., Inc. 125,000 151,141 JF Shea & Co., Inc. 3,750 4,534 Johnson, Kimber & Susan JTROS 1,500 1,814 Johnson, L. Wayne 5,000 6,046 Jonathan R. Cohen Retirement Plan 1,000 1,210 Jordan, Bette P. 1,250 1,511 Jordan, Edward C. 1,000 1,210 Jordan, Peggy 7,500 9,068 Joseph Cornacchio Retirement Plan 3,000 3,628 Joseph, Dr. Ralph 2,000 2,418 JR Squared, LLC 15,000 18,136 Kabuki Partners 15,500 18,742 Kabuki Partners 2,500 3,023 Kane, Norman 5,000 6,046 Kanuit, Gary 2,500 3,022 Keating, Patrick N. & Julie S. JTROS 2,500 3,022 Keeney, Thomas J. & Pamela C. JTROS 1,250 1,511 Kennett, David R. 1,000 1,210 Kensington Partners II, L.P. 956 1,157 Kensington Partners, L.P. 15,400 18,620 Keough, Thomas G. 1,500 1,814 Ketcham, Edward 1,500 1,814 Keyway Investments Ltd. 50,000 60,456 Kim M. Beretta 1994 Trust 2,500 3,022 Kirk, William F., Jr. & Lynn B. JTROS 2,500 3,022 Kleidman, Carl 2,000 2,418 Klein, Michael 12,500 15,114 Knollmeyer, Paul P. & Phyllis M. JTROS 2,500 3,022 Koch, Kevin & Susan 2,500 3,022 Koniver, Garth A. 2,500 3,022 Kraus, Dennis H. & Daryl B. JTROS 1,000 1,210
Number of Series B Shares and Warrants Underlying Units Subscribed For ---------------------------------------------- Name of Subscriber Series B Shares Series B Warrants - ------------------ --------------- ----------------- Kwiat Capital Corp. 5,000 6,046 L. Wayne Johnson SEP IRA 2,500 3,022 LAD Equity Partners 2,500 3,022 Lagunitas Partners LP 40,000 48,364 Landers, James R. 2,500 3,022 Latour, Peter 1,500 1,814 Lenzo, Christopher 75,000 90,685 Leon, Martin B. 2,500 3,022 Lerner, Brian C. 4,500 5,442 Levitin, Eli 2,500 3,022 Levy, Stuart J. 5,000 6,046 Levy, Stuart J. 2,500 3,022 Lewis, Lindsay 2,500 3,022 Liebro Partners LLC 2,500 3,022 Lightman, Ezra 1,500 1,814 Lin, Rong-Chung 2,000 2,418 Lipman, Beth 500 604 Lipman, Beth 500 605 Loegering, Charles J. 10,000 12,092 Loegering, Charles J. 5,000 6,046 Longobardi, Vincent & Carmela Basile JTROS 2,500 3,022 Luck, John 2,500 3,022 Luxenberg, Arthur 2,500 3,022 MacDonald, Allan & Eileen JTROS 3,000 3,628 Mallis, Stephen 1,000 1,210 Manhattan Group Funding 12,500 15,114 Mann, Michael 2,500 3,022 Manocherian, Jed 2,500 3,022 Mardale Investments Ltd. 2,500 3,023 Mardale Investments Ltd. 7,500 9,068 Mark, Laurel Lester 2,000 2,418 Marsh, Frederic A. 1,000 1,210 Martell, John A. 5,000 6,046 Martella, Richard R. & Jennifer K. JTROS 1,250 1,511 Martin W. Gangel Roth IRA 5,000 6,046 Mateer, Richard B. & Margaret J. JTROS 1,500 1,814 May, Gary D. & Deborah C. JTROS 5,000 6,046 Mazzocchi, Leo F. & Nancy T. JTROS 2,500 3,022 McCarthy, John J. & Donna P. JTROS 9,100 11,002 McCleeary, Robert A. 3,750 4,535 McGary, Lawrence W. 1,500 1,814 Meinershagen, Alan 2,500 3,022 Mercy Radiologists of Dubuque, PC Money Purchase Pension Plan's Trust f/b/o Roger R. Stenlund, 1,000 1,210 Meringoff, Stephen J. 5,000 6,046 Michael S. Falk IRA 1,250 1,511 Mikaela Falk Trust 1,250 1,511 Millstein, Gerald Jay 2,000 2,418 Misher, Sheldon 2,500 3,022 Monie, Vijaykumar S. 2,500 3,022 Moraes, Claude & Roshan TEN ENT 1,000 1,210 Moran, Jr., Charles E. 1,250 1,511 Morfesis, F.A. & Gail JTROS 4,000 4,836 Moriber, Lloyd A. 5,000 6,046
Number of Series B Shares and Warrants Underlying Units Subscribed For ---------------------------------------------- Name of Subscriber Series B Shares Series B Warrants - ------------------ --------------- ----------------- Moschetta, Ron 1,500 1,814 MRL Astor Expectancy Trust 5,000 6,046 Mulkey II Limited Partnership 30,000 36,274 Mullery, Gregg Wm. 1,000 1,210 Nano-Cap Hyper Growth Partnership L.P. 2,500 3,022 Nano-Cap New Millennium Growth Fund L.P. 1,250 1,511 Neil A. Chapman, SEP IRA 1,500 1,814 Nelson, Jody 1,500 1,814 Nemiroff, Karen 500 604 Newmark, Amy L. 5,000 6,046 Norman, Gregory 5,000 6,046 Notowitz, Allen 2,500 3,022 Nowak, Greg A. & Lynn M. TEN ENT 5,000 6,046 Nussbaum, Jeffrey Kahn 1,500 1,814 Nussbaum, Samuel R. 5,000 6,046 Odlivak, Prudence & Andrew 2,500 3,022 O'Donnell, Edmond 1,000 1,210 Odyssey Capital, L.P. 100,000 120,913 O'Neill, William and Linda JTROS 2,500 3,022 O'Sullivan, Robert 2,000 2,418 Overdrive Capital Corp. 20,000 24,182 Palmer, Richard & Lynne Marie JTROS 2,500 3,022 Pamela Equities Corporation 7,500 9,068 Pannu, Jaswant Singh & Debra 1,000 1,210 Parrish, Edward L. 500 604 Partoyan, Garo A. 3,500 4,232 Patel, Sanjiv M. 2,500 3,022 Patil, Gangadhar 2,500 3,022 Patil, Jayakumar & Purnima J JTROS 17,500 21,160 Patil, Nagaraja & Shantha JTROS 2,500 3,022 Paulson, Timothy G. 2,500 3,022 Pecord, Carmen 2,500 3,022 Perez, Michael 1,000 1,210 Pesele, Robert 1,000 1,210 Petrus, Paul F. 1,500 1,814 Piccolo, August 2,500 3,022 Piccolo, John 10,000 12,092 Pickett, George F. & Elizabeth H. JTROS 2,500 3,022 Pinto, James J. 10,000 12,092 Pobiel, Ronald 1,000 1,210 Pocisk, Anna M. 3,500 4,232 Polyviu, P. Tony 2,500 3,022 Porter Partners, L.P. 30,000 36,274 Porter, Barry 40,000 48,364 Porter, Jeffrey 10,000 12,092 Poujol, Michael A. & Angela G. JTROS 5,000 6,046 Priddy, Robert 132,500 160,209 Priddy, Robert 3,750 4,534 High View Ventures, LLC 17,500 21,160 Primo, Joseph C. 1,300 1,572 Prude, Randy 5,000 6,046 Pryt, Bob 12,500 15,114 R M and L Burwick Family L.P. 20,000 24,182 Radichel, William C. 7,500 9,068 Radichel, William C. 2,500 3,022
Number of Series B Shares and Warrants Underlying Units Subscribed For ---------------------------------------------- Name of Subscriber Series B Shares Series B Warrants - ------------------ --------------- ----------------- Radix Associates 5,000 6,046 Radix Associates 2,500 3,022 Rahn & Bodmer 35,000 42,321 Rappaport, A.G. 20,000 24,182 Rasnick, James A. & MaryAnn JTROS 2,500 3,022 Reese-Cole Partnership Ltd. 7,500 9,068 Reichelt, Kurt V. & Laura M. JTROS 4,000 4,836 Reichenbaum, Mark 10,000 12,092 Reichenbaum, Mark 2,500 3,023 Reichenbaum, Mark 10,000 12,092 RHL Ventures LLC 10,000 12,092 Rice, William A. 12,500 15,114 Rice, William A. 7,500 9,068 Richard Corbin IRA 1,500 1,814 Richmond, Gerald & Amy JTROS 5,000 6,046 Rion, James H., Jr. 3,000 3,628 Robert E. Gallucci DPM 2,500 3,022 Roberts, Cindy D. 3,750 4,535 Rodler, Lawrence 1,500 1,814 Rolling Investment Group 1,000 1,210 Ronco, Edmund 1,000 1,210 Ronco, Edmund c/f Todd Ronco 998 1,208 Rosenblatt, Richard 2,500 3,023 Rosenbloom, Keith 2,500 3,022 Rosenbloom, Dale 10,000 12,092 Rosenbloom, Howard 2,500 3,022 Rosenbloom, Keith 2,000 2,418 Rosenfield, Laurence 2,500 3,022 Ross, Adam Ross & Lisa Falk-Ross JTROS 2,500 3,022 RS Emerging Growth Partners LP 22,000 26,603 RS Pacific Partners 50,043 60,507 RS Premium Partners 27,957 33,803 Rubin, Brett 1,500 1,814 Rubin, Jeffrey 1,500 1,814 Rubinson, Brett 500 604 Runckel, Douglas & Evelyn JTROS 8,500 10,278 Russell, Donnie H. 5,000 6,046 Russo, Paul & Sally JTROS 15,000 18,136 Salkind, Scott 2,500 3,022 Sandhu, Avtar S. 1,000 1,210 Santolo, Dennis & Thomas, JTROS 5,000 6,046 Sax Family Limited Partnership 500 604 Scaglione, Domenic G. & Josephine JTROS 1,250 1,511 Scalo, John T. 3,400 4,112 Scalo, John F. & Carole M. JTROS 2,500 3,022 Schenker, Monroe H. 2,500 3,022 Schlank, Lionel 2,500 3,022 Schneider, Sidney 2,500 3,022 Schoen, William R. & Barbara J. JTROS 2,500 3,022 Schottenstein, Gary L. 1,500 1,814 Schroeder, Charles F. A. 1,250 1,511 Schroeder, Charles F. A. 1,250 1,511 Schultz, Gary & Lance 1,000 1,210 Schultz, Gary D. & Barbara A. JTROS 4,500 5,442 Schultz, Gary D. & Barbara A. JTROS 2,500 3,022
Number of Series B Shares and Warrants Underlying Units Subscribed For ---------------------------------------------- Name of Subscriber Series B Shares Series B Warrants - ------------------ --------------- ----------------- Schwarzwaelder, Douglas 1,000 1,210 Schwencke, Kim M. 10,000 12,092 Schwickert, Kent 2,500 3,022 Schwickert, Kim 5,000 6,046 Scotto, Peter 2,500 3,022 Scotto, Peter 2,500 3,022 Seftel, Lawrence & Roslyn JTROS 2,500 3,022 Serra, Jose E. & Cecilia P. JTROS 5,000 6,046 Serubo, John 1,250 1,511 Shagadelic Partners 2,500 3,022 Shapiro, Nancy 1,000 1,210 Shapiro, J.D. 500 604 Shaw, John J. 10,000 12,092 Sheats , Fred B. 2,500 3,022 Shrager, Jay J. & Carole B. JTROS 9,000 10,882 Shroff, Burjis N. and Havovi B. TEN ENT 1,500 1,814 Shubash, May S. 1,000 1,210 Sica, Joseph L., Jr. & Emilia M. 5,000 6,046 Siddiqi, Tariq S. 1,000 1,210 Signore, Claude M. & Marie JTROS 1,000 1,210 Silverman, Robert & Lois B. JTROS 2,500 3,022 Simon Asset Management, LLC 25,000 30,228 Simon Asset Management, LLC 5,000 6,046 Singer, Michael 7,500 9,068 SIRHC Holdings Limited 4,000 4,836 Sivak, Cheryl R. and Gary Evan, M.D JTROS. 1,500 1,814 Sivak, George C., M.D. 1,500 1,814 SJG Management, Inc. 1981 Amended and Restated Profit Sharing Plan 2,500 3,022 Skoly, Jr., Stephen T. 2,500 3,022 Smith , Harlan B. 3,300 3,990 Spencer, Robert J. 2,500 3,022 Spiegelberg, Joan 1,000 1,210 Spielman , Melvin 5,000 6,046 Spigarelli, Anthony M. & Nancy M. JTROS 4,000 4,836 Spigarelli, Anthony M. & Nancy M. JTROS 1,000 1,210 Spivak, Joel 5,000 6,046 Stalker, Philip 1,000 1,210 Starapoli, Fedele 1,000 1,210 Steele, Michael D. 3,000 3,628 Stellway, David L. 5,000 6,046 Stern, Jeremy B. & Wendy B. JTROS 2,500 3,022 Steven B. Greenman IRA 2,500 3,022 Stransky, Barry & Lauren A. JTROS 1,500 1,814 Strazzulla, Domenic M. 4,000 4,836 Stuart Schapiro IRA Account 5,000 6,046 Sullivan, Jesse 2,500 3,022 Sutton, Patrick 1,250 1,511 Sybesman, William & Martha Jane JTROS 5,000 6,046 Sybessma Research LLC 5,000 6,046 Syd Verbin & Helen Verbin, Trustees under Trust Agreement DTD 12/20/88 FBO Syd Verbin 1,500 1,814 Tachibana , Glen 2,000 2,418 Tallur, Inder 1,000 1,209 Teirstein, Paul 2,500 3,022
Number of Series B Shares and Warrants Underlying Units Subscribed For ---------------------------------------------- Name of Subscriber Series B Shares Series B Warrants - ------------------ --------------- ----------------- Thau, Clifford 500 604 The Bald Eagle Fund Ltd. 3,644 4,405 The Dexter Corporation Grantor Trust 5,000 6,046 The DotCom Fund, L.L.C. 25,000 30,228 The Leo J. Ambrogi II Trust DTD 2/1/95 1,500 1,814 The Rodney N. Schorlemmer SEP IRA 4,000 4,836 The William S. Gould, Peter L. Gould & Deborah Gould Cygler Irrevocable Trust 1,000 1,210 Thompson, George L. 2,500 3,022 Tickner, Todd 2,500 3,022 Todywala, Sam & Lyla 500 604 Toombs, Walter F. 5,000 6,046 Tradex Commodities 2,500 3,022 Treitel, David 1,000 1,210 Trombone, Mario 1,000 1,210 Trupiano, Salvatore 1,500 1,814 Uday, Kalpana A. & Udayashankar K. JTROS 2,500 3,022 Union Cattle Company 2,500 3,022 Vainberg, Vladik 500 605 Valentino, Barbara 2,500 3,022 Van Le, Linda 2,500 3,022 Vandewalle, John Joos- 5,000 6,046 Ventana Partners, L.P. 10,000 12,092 Virginia R. Nelson Trust 2,500 3,022 Voigt, Kevin J. & Cindy G. JTROS 2,500 3,022 Voigt, Bryon & Jacelyn TIC 3,000 3,628 Voss Limited Partnership 1,000 1,210 Wasserstrum, Seymour 1,500 1,814 Waxman, David B. & Jeremy JTROS 1,000 1,210 Wayne, Thom 300 363 Wayne D. Eig Chartered Defined Benefit Pension Trust 1,000 1,210 Weidenbener, Erich J. and Diane D. JTROS 4,000 4,836 Weiskopf Silver & Co. L.P. 7,500 9,068 Weitz, Perry 2,500 3,022 Weksler, Luiz 1,500 1,814 Westmont Venture Partners, LLC 25,000 30,228 Wilkins, Charles P. 5,000 6,046 Wilkins, Stuart B. 2,500 3,022 Wilson, Kenneth B. 2,302 2,782 Wingate Investments Limited 50,000 60,456 Wisseman, Charles L., III 4,000 4,836 Wolf, Aizik L. & Robyn JTROS 2,000 2,418 Wolfson Equities 125,000 151,141 Wynne, Joanne 1,500 1,814 Wynne, Joseph 500 605 Yalen, Richard 1,000 1,209 Yalen, Richard 1,000 1,210 Zale, John H. 2,500 3,022 TOTAL 3,300,000 3,990,092