- --------------- FORM 4 - --------------- [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer Dodier Michael eB2B Commerce, Inc. (EBTB) (Check all applicable) - --------------------------------------------------------------------------------------------- (Last) (First) (Middle) 3. I.R.S. Identifica- 4. Statement for [ ] Director [x] 10% Owner cation Number Month/Day/Year [X] Officer [ ] Other 665 Broadway of Reporting (give title (specify - ---------------------------------------- Person, if an 11/12/02 below) below) (Street) entity (voluntary) Executive Vice President - Sales -------------------------------- ------------------------------------------------------------ New York New York 10012 5. If Amendment, 7. Individual or Joint/Group Filing - ---------------------------------------- Date of Original (check applicable line) (City) (State) (Zip) (Month/Day/Year) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person - ------------------------------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Trans- 2A. Deemed 3. Trans- 4. Securities Acquired 5. Amount of 6. Ownership 7. Nature of Security action Execution action (A) or Disposed of (D) Securities Form: Direct Indirect (Instr. 3) Date Date, if any Code (Instr. 3, 4 and 5) Beneficially (D) or Beneficial (Month/Day/ (Month/Day/ (Instr. 8) Owned Indirect (I) Ownership Year) Year) Following (Instr. 4) (Instr. 4) Reported Transaction(s) (Instr. 3 and 4) -------------------------------------- Code V Amount (A) or Price (D) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, $.0001 par value 11/12/02 9/1/02 C 94,737 A (1) 150,737 D - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock By family $.0001 par value 11/12/02 9/1/02 C 66,667 A (1) 106,667 I members - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
(1) Acquired as a result of the automatic conversion of an aggregate of 46,000 shares of Series D preferred stock (27,000 shares owned directly and 19,000 shares owned indirectly) which occurred as a result of the filing by the Issuer of an amendment to the Series D certificate of designations on November 12, 2002. Each share of Series D preferred stock had a face value of $10.00 and was convertible into 3.5087718 shares of common stock. FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
- ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of 2. Conversion 3. Transaction 3A. Deemed 4. Transaction 5. Number of Derivative or Exercise Date Execution Code Derivative Security Price of (Month/Day/ Date, if (Instr. 8) Securities (Instr. 3) Derivative Year) any (Month/ Acquired (A) or Security Day/Year) Disposed of (D) (Instr. 3, 4 and 5) --------------------------------------------------- Code V (A) (D) - ------------------------------------------------------------------------------------------------------------------------------------ Series D convertible preferred stock, $.0001 par value (1) 11/12/02 9/1/02 C 27,000 - ------------------------------------------------------------------------------------------------------------------------------------ Series D convertible preferred stock, $.0001 par value (1) 11/12/02 9/1/02 C 19,000 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 6. Date Exercisable 7. Title and Amount 8. Price of 9. Number of 10. Ownership 11. Nature of and Expiration of Underlying Derivative Derivative Form of Indirect Date Securities Security Securities Derivative Beneficial (Month/Day/ (Instr. 3 and 4) (Instr. 5) Beneficially Security: Ownership Year) Owned Follow- Direct (D) or (Instr. 4) ing Reported Indirect (I) Transactions(s) (Instr. 4) (Instr. 4) - ------------------------------------------------- Date Expiration Title Amount or Exercisable Date Number of Shares - ------------------------------------------------------------------------------------------------------------------------------------ 11/12/02 Common Stock 94,737 -0- D - ------------------------------------------------------------------------------------------------------------------------------------ 11/12/02 Common Stock 66,667 -0- I By family members - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) Acquired as a result of the automatic conversion of an aggregate of 46,000 shares of Series D preferred stock (27,000 shares owned directly and 19,000 shares owned indirectly) which occurred as a result of the filing by the Issuer of an amendment to the Series D certificate of designations on November 12, 2002. Each share of Series D preferred stock had a face value of $10.00 and was convertible into 3.5087718 shares of common stock. /s/ Michael Dodier November 21, 2002 ---------------------------------------- ----------------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Page 2 of 2